CapIntel

This time last week, we were preparing to welcome our valued customers and partners to CapIntel's first-ever user conference. Here's a peek at how the day went... 📹 Thank you to our sponsors: FactSet, ClearEstate, SOCi, Inc., and Conquest Planning Inc. for helping bring the day to life. Thank you to our wonderful panelists who took to the stage to share their wealth of knowledge: Tim Prescott, Dino Zappone, Anthony Giglio, Curtis Jenkins, Dilys D'Cruz, Kuno Tucker, MA, LLM, ICD, Lesley Duffy, and Michael Jack, P.Eng., MBA, CFP, CLU, TEP, FCSI. And, of course, thank you to everyone who took the time to attend. We hope you enjoyed Uncapped 2024! 💙

Looking for a new book to dive into? CapIntel Founder and CEO James Rockwood, CPA, CA joins a group of wealth management leaders to share his can't-miss summer reads on etf.com https://lnkd.in/gwHVDcgF

Our team had the best time hosting our inaugural user conference, Uncapped, earlier this week. ✨ The day was filled with many insights, conversations and connections surrounding the digital evolution of wealth and asset management. We are so grateful for those who took the time to spend the day with us. A special shoutout to our sponsors who helped make it happen: FactSet, ClearEstate, SOCi, Inc., and Conquest Planning Inc. And of course, to all speakers who took the stage. Our team's already looking forward to Uncapped 2025! ⏳

Partners in business and in bringing a conference together! We’re proud to have Conquest Planning Inc. as a sponsor of the Uncapped conference.     Conquest Planning is a modern financial planning software company with a purpose-driven approach to delivering financial advice. Built on the foundational belief that every single person deserves access to personalized financial advice, Conquest’s easy-to-use platform helps advisors and consumers easily understand the impact of holistic financial decisions, while underscoring the true value of advice, further deepening their collaborative relationships. Founded in 2018 by financial industry veterans who identified an opportunity to bridge the gap between investor expectations and the technology experiences available to them, Conquest simplifies financial planning for advisors and makes personalized planning accessible for all consumers, adding tangible value for retail investors and high-net-worth families alike. The product-led company offers an intuitive design, simple onboarding process, and data-driven artificial intelligence to accelerate the delivery of beautifully designed, hyper-personalized financial plans. For more information about Conquest, please visit conquestplanning.com.     Uncapped attendees can learn all about Conquest Planning in the sponsor hall.

We’re thrilled to announce SOCi, Inc. as a Gold Sponsor of the Uncapped conference.     SOCi is the leading CoMarketing Cloud for multi-location enterprises. It empowers businesses like AT&T, Ace Hardware, Jersey Mike’s, Kumon, and Ford to automate and scale their marketing efforts across all locations and digital channels. With SOCi, businesses can strengthen their digital presence across local search and social pages while protecting their online reputation–driving improved customer engagement and market-leading results. Learn more at https://www.meetsoci.com/     In addition to meeting the SOCi team at the conference, attendees can kick back and relax at the official Uncapped Afterhours, presented by SOCi. Learn all about Uncapped here: https://lnkd.in/dDz3YdQ4 

We can't wait to welcome Tim Prescott to the Uncapped stage next week! Tim leads Aviso’s asset management division, including NEI Investments, and is a member of Aviso’s Executive Committee. Tim drives the investment and product strategy, including the product development roadmap, across all business lines to support the growth of Aviso. This includes leveraging NEI’s industry-leading responsible investment expertise.     Before joining Aviso, Tim headed the wealth distribution business for one of Canada’s largest insurers, executing the wealth strategy, overseeing platform technology implementation, and leading sales teams in support of 4,000 advisors. Previous experience includes retail and institutional sales roles at two of Canada’s largest fund companies, and a decade-long tenure at a big-five bank in increasingly senior management roles in wealth management, and retail and commercial banking. He's taking part in the Leveraging Technology to Unlock Organic Growth panel and we can't wait to hear what he has to say!

Uncapped would not be possible without our valued sponsors, like ClearEstate!      ClearEstate’s mission is to empower estate executors by delivering transparent estate settlement solutions through highly trained professionals and state-of-the-art technology. Settling a loved one’s estate can be emotionally draining, time-consuming and even expensive. Heavy reliance on lawyers and accountants can add up quickly and not only eat away a sizeable part of your loved one’s estate but can also add confusion and stress during already difficult times. ClearEstate supports families by completely removing estate administration from their concerns. You can learn more at https://lnkd.in/gFQ2XVv6.     Conference attendees can meet the team and learn more about ClearEstate at their dedicated booth in the sponsor hall. We look forward to seeing everyone on June 10th!

We're one week away from Uncapped and can't wait to have Lesley Duffy on stage!    Lesley is the Chief Compliance Officer, Quadrus Investment Services Ltd. and Assistant Vice-President, Advisor Compliance, Canada Life. Lesley leads a team of compliance professionals located across Canada, associated with Quadrus and Canada Life. First line supervision and oversight is a core focus of Lesley and her team, and consulting with advisors to successfully build and embed compliance protection around their practice is another important characteristic of this team.       Lesley has over 30 years’ experience in the financial services industry and is a past and present member of various industry and regulatory committees, including most recent participation in CIRO’s Advisory Committee focusing on Conduct, Compliance and Legal matters. She'll share her insights on our compliance-based panel: The Visible Hand of Regulation in Canadian Wealth & Asset Management.

We're so excited to have Kuno Tucker, MA, LLM, ICD join us as an Uncapped panelist! Kuno is the Chief Compliance Officer at Manulife Wealth. He has served in various senior executive roles in his 29 years of experience in the financial industry, and teaches Corporate Board Governance at York University. He has also been a keen student of FinTech for several years, and has recently been working on safe but effective uses of Artificial Intelligence in the field. He'll share his expertise during our compliance-based chat: The Visible Hand of Regulation in Canadian Wealth & Asset Management.   Learn more about Uncapped: https://lnkd.in/dDz3YdQ4

We're looking forward to having Dino Zappone join us as a panelist at Uncapped! Dino is the Managing Director and Head of CIBC Asset Management / Gestion d'actifs CIBC supporting Banking Center Distribution. He'll share his insights on the Leveraging Technology to Unlock Organic Growth panel. We can't wait to hear what he has to say. Learn more about Uncapped here: https://lnkd.in/dDz3YdQ4