About
- Counselling broker-dealers, investment advisers and commodity futures intermediaries on…
Articles by Lawrence
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Securities Litigation Law Update - Supreme Court Holds Illegal Tipping Does Not Require Financial Gain
Securities Litigation Law Update - Supreme Court Holds Illegal Tipping Does Not Require Financial Gain
By Lawrence Cohen
Activity
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SEC Risk Alert on Advisers Act Marketing Rule Compliance
SEC Risk Alert on Advisers Act Marketing Rule Compliance
Shared by Lawrence Cohen
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Codified “M&A Broker” Exemption Effective on March 29, 2023
Codified “M&A Broker” Exemption Effective on March 29, 2023
Shared by Lawrence Cohen
Experience & Education
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Gordon Rees Scully Mansukhani LLP
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Publications
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“Regulation of Brokers and Dealers,” Ch. 3 of the treatise, “Federal Securities Exchange Act of 1934”
Matthew Bender Elite Series
See publicationEdited “Regulation of Brokers and Dealers,” the third chapter of the securities law treatise, “Federal Securities Exchange Act of 1934,” a comprehensive treatise on the Securities Exchange Act of 1934, published this month by Matthew Bender Elite Series.
Organizations
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SIFMA
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Recommendations received
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“As we celebrate International Women’s Day, Gordon & Rees would like to acknowledge the incredible contributions that women make to our firm, the…
“As we celebrate International Women’s Day, Gordon & Rees would like to acknowledge the incredible contributions that women make to our firm, the…
Liked by Lawrence Cohen
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We are thrilled to announce our new Associate Justin Nguyen! Mr. Nguyen is an Associate at Javelin responsible for deal execution, due diligence…
We are thrilled to announce our new Associate Justin Nguyen! Mr. Nguyen is an Associate at Javelin responsible for deal execution, due diligence…
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Brian Ledger authored “California’s Proposition 65 and PFAS: Defenses Up?” published by Thomson Reuters Westlaw Today on February 14. Read his full…
Brian Ledger authored “California’s Proposition 65 and PFAS: Defenses Up?” published by Thomson Reuters Westlaw Today on February 14. Read his full…
Liked by Lawrence Cohen
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Brooklyn College has once again been included as one of the nation’s top environmentally friendly colleges, according to The Princeton Review Guide…
Brooklyn College has once again been included as one of the nation’s top environmentally friendly colleges, according to The Princeton Review Guide…
Liked by Lawrence Cohen
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G Patel knew I was mending from some hip-work I had done this week (30,000 plus miles of running eventually caught up with me), so he was so…
G Patel knew I was mending from some hip-work I had done this week (30,000 plus miles of running eventually caught up with me), so he was so…
Liked by Lawrence Cohen
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August 8, 1982. A line drive foul ball hits a four year old boy in the head at Fenway. Jim Rice realized in a flash that it would take EMTs too long…
August 8, 1982. A line drive foul ball hits a four year old boy in the head at Fenway. Jim Rice realized in a flash that it would take EMTs too long…
Liked by Lawrence Cohen
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Still hard to believe that 20 years ago I put on a blue shirt in my basement apartment in Hoboken, NJ and headed to work on the Path train as a…
Still hard to believe that 20 years ago I put on a blue shirt in my basement apartment in Hoboken, NJ and headed to work on the Path train as a…
Liked by Lawrence Cohen
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Gov. Phil Murphy: "A commitment to an independent, fair-minded judiciary is a core tenet of my Administration. Fabiana Pierre-Louis’s sharp legal…
Gov. Phil Murphy: "A commitment to an independent, fair-minded judiciary is a core tenet of my Administration. Fabiana Pierre-Louis’s sharp legal…
Liked by Lawrence Cohen
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I'm not sure of the source of this, but I give them the credit in saying what I feel. #masks #covid19 #socialdistancingworks #staysafestayhealthy
I'm not sure of the source of this, but I give them the credit in saying what I feel. #masks #covid19 #socialdistancingworks #staysafestayhealthy
Liked by Lawrence Cohen
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To all the nurses who do the tough work tirelessly and bravely: You deserve our recognition every day. You are our heroes on the frontline. Our…
To all the nurses who do the tough work tirelessly and bravely: You deserve our recognition every day. You are our heroes on the frontline. Our…
Liked by Lawrence Cohen
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