Fairfield, Connecticut, United States
Contact Info
2K followers
500+ connections
Articles by Guy R.
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Beating Data Into Plowshares - The Perils and Promise of FinTech for Advisers
Beating Data Into Plowshares - The Perils and Promise of FinTech for Advisers
By Guy R. Sullivan
Activity
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Today we proudly kick off IFG’s 2023 Practice Management Exchange event in Scottsdale, AZ at the beautiful Phoenician Resort. With over 130 Advisors…
Today we proudly kick off IFG’s 2023 Practice Management Exchange event in Scottsdale, AZ at the beautiful Phoenician Resort. With over 130 Advisors…
Liked by Guy R. Sullivan
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Happy first WealthVest Anniversary to Internal Wholesaler, Emma Duhamel! A few things you might not know about Emma are... 🚛 Moved to Bozeman MT…
Happy first WealthVest Anniversary to Internal Wholesaler, Emma Duhamel! A few things you might not know about Emma are... 🚛 Moved to Bozeman MT…
Liked by Guy R. Sullivan
Experience & Education
Licenses & Certifications
Volunteer Experience
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Chair - Grants Committee
Connecticut Council on Developmental Disabilities
- 2 years 2 months
Social Services
Appointed by Governor Rell to this federally-funded Council to improve the delivery and outcome of services to those with developmental disabilities here in the State of Connecticut.
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Senior Advisor
United Nations Capital Development Fund (UNCDF)
- 4 years 6 months
Poverty Alleviation
UNCDF offers “last mile” finance models that unlock public and private resources to reduce poverty and support local economic development.
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Publications
Languages
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English
Native or bilingual proficiency
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Italian
Limited working proficiency
Organizations
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FINRA Dispute Resolution Arbitrator
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United Nations - Principles for Responsible Investment Initiative
Original Signatory/Member
-The PRI is the world's leading proponent of responsible investment management practices. The organization works to understand the investment implications of environmental, social and governance (ESG) factors and to support its international network of investor signatories in integrating these factors into their investment and ownership decisions. The PRI acts in the long-term interests of its signatories, of the financial markets and economies in which they operate and ultimately of the…
The PRI is the world's leading proponent of responsible investment management practices. The organization works to understand the investment implications of environmental, social and governance (ESG) factors and to support its international network of investor signatories in integrating these factors into their investment and ownership decisions. The PRI acts in the long-term interests of its signatories, of the financial markets and economies in which they operate and ultimately of the environment and society as a whole.
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Investment Company Institute (ICI)
Member
The Investment Company Institute (ICI) is a leading global association of regulated funds, including mutual funds, exchange-traded funds (ETFs), closed-end funds, and unit investment trusts (UITs) in the United States and similar funds offered to investors in jurisdictions worldwide.
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Managed Funds Association
Board Member (Former)
Managed Funds Association (MFA) represents the global alternative investment industry and its investors by advocating for sound industry practices and public policies that foster efficient, transparent, and fair capital markets. MFA, based in Washington, DC, is an advocacy, education, and communications organization established to enable hedge fund and managed futures firms in the alternative investment industry to participate in public policy discourse, share best practices and learn from…
Managed Funds Association (MFA) represents the global alternative investment industry and its investors by advocating for sound industry practices and public policies that foster efficient, transparent, and fair capital markets. MFA, based in Washington, DC, is an advocacy, education, and communications organization established to enable hedge fund and managed futures firms in the alternative investment industry to participate in public policy discourse, share best practices and learn from peers, and communicate the industry’s contributions to the global economy. MFA members help pension plans, university endowments, charitable organizations, qualified individuals and other institutional investors to diversify their investments, manage risk, and generate attractive returns.
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Regulatory Compliance Association
Member
The Regulatory Compliance Association (RCA) supports a community of over 80,000 compliance, legal and operations executives from regulatory authorities, institutional investors and alternative investment and asset management firms.
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Always great advice from Ramon Peralta - this time for those graduating (but a great reminder for all of us.)
Always great advice from Ramon Peralta - this time for those graduating (but a great reminder for all of us.)
Liked by Guy R. Sullivan
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To my friends and colleagues..I am formalizing the consulting work I have been doing since completing my responsibilities at TFB by establishing CC…
To my friends and colleagues..I am formalizing the consulting work I have been doing since completing my responsibilities at TFB by establishing CC…
Liked by Guy R. Sullivan
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We are open! The New England Air Museum is excited to announce the reopening of our five-acre outdoor grounds for Memorial Day Weekend! This outdoor…
We are open! The New England Air Museum is excited to announce the reopening of our five-acre outdoor grounds for Memorial Day Weekend! This outdoor…
Liked by Guy R. Sullivan
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The Atlantic has run a series of great articles about COVID. https://lnkd.in/ej7xMi8 #covid2019 #covid19 #coronavirus
The Atlantic has run a series of great articles about COVID. https://lnkd.in/ej7xMi8 #covid2019 #covid19 #coronavirus
Shared by Guy R. Sullivan
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