AML & Financial Crimes, Senior Analyst - Forensic Investigations (Remote or Hybrid)
AML & Financial Crimes, Senior Analyst - Forensic Investigations (Remote or Hybrid)
Raymond James
St Petersburg, FL
See who Raymond James has hired for this role
Job Summary
Under limited supervision, uses specialized knowledge and skills in securities and/or banking industry
compliance obtained through experience, specialized training and/or certification to monitor and
investigate potentially suspicious activity, including money movements and trades. Ensure compliance with AML rules and regulations through the filing of Suspicious Activity Reports (SARs) and processing of risky relationships, with escalation to business leaders for client retention decisions as deemed appropriate. Resolves or recommends solutions to complex problems. Extensive contact with internal
customers is required to identify, research and resolve problems.
Essential Duties And Responsibilities
Knowledge, Skills, And Abilities
Knowledge of
Educational/Previous Experience Requirements
We expect our associates at all levels to:
Job :
Compliance
Primary Location :
US-FL-St. Petersburg-Saint Petersburg
Organization :
Financial Intelligence Unit
Schedule :
Full-time
Shift :
Day Job
Travel :
No
Salary Range: CO, NY, CA, WA (based on Education, Work Experience, and Geographic Location)
$80,000 - $85,000
Eligible for Discretionary Bonus :
Yes
Under limited supervision, uses specialized knowledge and skills in securities and/or banking industry
compliance obtained through experience, specialized training and/or certification to monitor and
investigate potentially suspicious activity, including money movements and trades. Ensure compliance with AML rules and regulations through the filing of Suspicious Activity Reports (SARs) and processing of risky relationships, with escalation to business leaders for client retention decisions as deemed appropriate. Resolves or recommends solutions to complex problems. Extensive contact with internal
customers is required to identify, research and resolve problems.
Essential Duties And Responsibilities
- Investigate potentially suspicious activity that may arise from account surveillance, branch
- Conduct appropriate due diligence related to the potential suspicious activity through the review of
- Make decisions as to whether activity is deemed suspicious, prepare and file SARs and/or STRs as needed.
- Conduct due diligence searches in various third party and internal databases.
- Perform analysis and reviews utilizing internal and third-party research tools.
- Administers policies and procedures to ensure compliance with regulations related to money
- Analyze negative news escalations and work with business partners in relationship termination and/or risk mitigation processes
- Monitor regulatory developments and industry trends to facilitate incorporation into the Firms’ AML
- Develops documentation related to AML issues to enhance corporate policies.
- Informs senior compliance management about issues that may involve rule violations or potential
- Maintains currency in laws and regulations pertaining to anti-money laundering compliance.
- Performs other duties and responsibilities as assigned.
Knowledge, Skills, And Abilities
Knowledge of
- Concepts, practices and procedures of securities industry and/or banking compliance reviews.
- Rules and regulations of the USA PATRIOT Act.
- Fundamental investment concepts, practices and procedures used in the securities industry.
- Principles of banking and finance and securities industry operations.
- Financial markets and products.
- Administering anti-money laundering policies and procedures.
- Analyzing customer profiles and transactional activity to identify suspicious activity.
- Communicating findings and risks to senior management.
- Planning and scheduling work to meet regulatory organizational and regulatory requirements.
- Identifying and applying appropriate compliance monitoring procedures and tests.
- Making rule-based and analytical decisions.
- Apply a curious mind to research, gather information, identify linkages and trends and apply findings to assignments.
- Interpret and apply anti-money laundering regulations and identify and recommend compliance
- Stay organized while working on multiple tasks to meet strict deadlines in a fast-paced work environment.
- Communicate effectively, both orally and in writing.
- Work independently as well as collaboratively within a team environment.
- Provide a high level of customer service.
- Establish and maintain effective professional working relationships at all levels of the organization.
- Maintain confidentiality.
- Maintain currency in anti-money laundering rules and regulations and compliance examination
Educational/Previous Experience Requirements
- Bachelor’s Degree from a four-year college or university in a related field and 3-5 years AML investigatory and analysis experience.
- Any equivalent combination of experience, education and/or training approved by Human Resources.
- CAMS certification required or ability to obtain within 6 months of employment.
- None required.
We expect our associates at all levels to:
- Grow professionally and inspire others to do the same
- Work with and through others to achieve desired outcomes
- Make prompt, pragmatic choices and act with the client in mind
- Take ownership and hold themselves and others accountable for delivering results that matter
- Contribute to the continuous evolution of the firm
Job :
Compliance
Primary Location :
US-FL-St. Petersburg-Saint Petersburg
Organization :
Financial Intelligence Unit
Schedule :
Full-time
Shift :
Day Job
Travel :
No
Salary Range: CO, NY, CA, WA (based on Education, Work Experience, and Geographic Location)
$80,000 - $85,000
Eligible for Discretionary Bonus :
Yes
-
Seniority level
Not Applicable -
Employment type
Full-time -
Job function
Other, Information Technology, and Management -
Industries
Financial Services
Referrals increase your chances of interviewing at Raymond James by 2x
See who you knowGet notified about new Crime Analyst jobs in St Petersburg, FL.
Sign in to create job alertSimilar jobs
People also viewed
-
Investment Analyst
Investment Analyst
-
Financial Analyst (Remote)
Financial Analyst (Remote)
-
Financial Analyst (Remote)
Financial Analyst (Remote)
-
Financial Analyst (Remote)
Financial Analyst (Remote)
-
Financial Analyst (Remote)
Financial Analyst (Remote)
-
Investment Banking Analyst
Investment Banking Analyst
-
Financial Analyst (Remote)
Financial Analyst (Remote)
-
Financial Analyst (Remote)
Financial Analyst (Remote)
-
Financial Analyst (Remote)
Financial Analyst (Remote)
-
Investment Banking Analyst/Associate | Tech M&A
Investment Banking Analyst/Associate | Tech M&A
Looking for a job?
Visit the Career Advice Hub to see tips on interviewing and resume writing.
View Career Advice Hub