Job Summary: We are seeking a meticulous and experienced Financial Examiner to join our regulatory compliance team. As a Financial Examiner, you will play a crucial role in conducting examinations and audits of financial institutions to ensure compliance with regulatory standards and industry best practices. Your objective assessments and recommendations will contribute to maintaining the integrity and stability of the financial services industry.
Roles And Responsibilities
Conduct examinations and audits of financial institutions, including banks, credit unions, and other financial entities, to evaluate compliance with regulatory requirements.
Review financial statements, transaction records, and internal controls to identify discrepancies, risks, and areas for improvement.
Analyze financial data and performance metrics to assess the financial health and stability of institutions.
Evaluate adherence to laws, regulations, and guidelines related to lending practices, risk management, capital adequacy, and consumer protection.
Prepare detailed examination reports documenting findings, deficiencies, and recommendations for corrective actions.
Collaborate with management and stakeholders to discuss examination results, provide insights, and develop action plans for remediation.
Monitor and follow up on the implementation of corrective measures and regulatory changes.
Stay informed about changes in regulatory requirements, industry trends, and best practices in financial examination and supervision.
Participate in special investigations or audits in response to specific issues or concerns.
Skills Required
Strong knowledge of financial principles, regulations, and compliance requirements in the financial services industry.
Analytical mindset with the ability to interpret complex financial data and identify potential risks.
Detail-oriented with excellent organizational skills and the ability to manage multiple examinations and deadlines.
Effective communication skills, both verbal and written, for preparing reports and interacting with stakeholders.
Proficiency in financial analysis tools, auditing techniques, and Microsoft Office Suite (Word, Excel, PowerPoint).
Ability to work independently and collaboratively in a team environment.
Integrity and professionalism in handling confidential and sensitive information.
Compensation
Competitive salary based on experience and qualifications.
Performance-based bonuses and incentives tied to examination quality and regulatory compliance.
Comprehensive benefits package including health insurance, retirement plans, and professional development opportunities.
Seniority level
Entry level
Employment type
Full-time
Job function
Finance and Sales
Industries
Financial Services
Referrals increase your chances of interviewing at Augment Jobs by 2x